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Practice Area

Corporate Compliance Management

The full annual ROC calendar, board processes and statutory registers, managed end to end.

Overview

Managing the plethora of compliance obligations under the Companies Act, 2013, SEBI regulations, FEMA and allied laws. Technical scrutiny, calendarised filings, board and general meeting management, statutory registers and every recurring ROC return — handled as a subscription, not as reactive fire-fighting.

We prepare notices, agendas and minutes to the standard the Secretarial Standards require, maintain statutory registers in the prescribed format, and file every recurring form on the MCA V3 portal ahead of the due date.

Key Deliverables

  • Annual filings — AOC-4, MGT-7 / MGT-7A, ADT-1, CSR-2, DPT-3
  • Event-based filings — MGT-14, PAS-3, DIR-12, INC-22, SH-7, CHG-1
  • Board and general meeting management — notices, agendas, minutes and resolutions
  • Maintenance of statutory registers under Sections 88, 170, 187, 189
  • Director KYC (DIR-3 KYC), annual return of deposits and MSME-1 half-yearly returns

Documents & E-Forms

  • MGT-14
  • AOC-4
  • MGT-7
  • ADT-1
  • DIR-3 KYC
  • DPT-3

When to Engage

From the first board meeting after incorporation onwards — the earlier the calendar is set up, the fewer surprises the company sees at year end.

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