Practice Area
Audit and Assurance
Secretarial, internal and concurrent audits — issued as evidence-backed reports.
Overview
Assurance engagements covering regulatory compliance audits, secretarial audit under Section 204 of the Companies Act, 2013, due diligence, transactional audits, internal audits and concurrent reviews — each issued as a clean, evidence-backed report for boards, investors and regulators.
Our approach is to test against the primary source — the Act, the rule, the notification, the tribunal order — and to flag findings with the specific provision and remediation, not a generic observation.
Key Deliverables
- Secretarial audit reports in Form MR-3 with annexures and management responses
- Annual secretarial compliance report for listed entities under SEBI LODR
- Internal audit under Section 138 with quarterly reporting to the Audit Committee
- Concurrent audits for regulated entities on a monthly or quarterly cycle
- Transaction and pre-listing compliance audits with remediation roadmaps
Documents & E-Forms
- Sec. 204
- MR-3
- Internal Audit
- Concurrent Audit
- ASCR
When to Engage
When the company crosses Section 204 thresholds, before a fundraise or listing, or when the board wants an independent read on compliance posture.
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